Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Keith Incaprera | 1064833 | 6 | 04/01/1990 | Customer Dispute | Award / Judgment | $100,000.00 | $65,000.00 | See FINRA Report |
| John Devers Hursh | 1083427 | 2 | 03/27/1990 | Customer Dispute | Award / Judgment | $2,500.00 | $575.00 | See FINRA Report |
| Gordon Leonard Bryan | 1292315 | 5 | 02/09/1990 | Customer Dispute | Settled | $20,000.00 | $0.00 | See FINRA Report |
| Robert Bruce Cline | 824874 | 7 | 01/01/1990 | Customer Dispute | Award / Judgment | $34,500.00 | $5,660.00 | See FINRA Report |
| Norman Arnold Robbins | 731352 | 7 | 12/26/1989 | Customer Dispute | Award / Judgment | $20,000.00 | $2,327.90 | See FINRA Report |
| Mitchell Steven Rock | 1451592 | 9 | 12/01/1989 | Customer Dispute | Award / Judgment | $100,000.00 | $101,550.00 | See FINRA Report |
| Brian Edward Suher | 704992 | 3 | 11/08/1989 | Customer Dispute | Settled | $7,253.18 | $0.00 | See FINRA Report |
| Mark Joseph Vavruska | 1081194 | 4 | 11/03/1989 | Customer Dispute | Award / Judgment | $155,480.00 | $15,540.40 | See FINRA Report |
| Jeff Richard Bank | 1577796 | 9 | 09/11/1989 | Customer Dispute | Settled | $23,000.00 | $0.00 | See FINRA Report |
| Robert Gregory Mennona | 1232328 | 5 | 08/08/1989 | Customer Dispute | Award / Judgment | $191,134.00 | $69,025.00 | See FINRA Report |