Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Christopher Berube | 1010902 | 1 | 05/24/2024 | Customer Dispute | Denied | $34,931.80 | $0.00 | See FINRA Report |
| Taylor Patrick Hansen | 6206255 | 1 | 05/21/2024 | Customer Dispute | Denied | $7,000.00 | $0.00 | See FINRA Report |
| Connor A Day | 7126514 | 1 | 05/17/2024 | Customer Dispute | Settled | $20,345.30 | $0.00 | See FINRA Report |
| James O Sturdivant | 2624168 | 1 | 05/17/2024 | Customer Dispute | Denied | $20,345.30 | $0.00 | See FINRA Report |
| Nicholas Craig Adamson | 4070569 | 2 | 05/06/2024 | Customer Dispute | Denied | $24,035.20 | $0.00 | See FINRA Report |
| William Edward Bredthauer | 2266233 | 4 | 04/23/2024 | Customer Dispute | Withdrawn | $354,800.00 | $0.00 | See FINRA Report |
| Sariguli Tuersun | 7042752 | 1 | 04/22/2024 | Customer Dispute | Denied | $15,165.00 | $0.00 | See FINRA Report |
| Yvette Marilyn Stewart | 5120623 | 1 | 04/22/2024 | Customer Dispute | Settled | $21,600.00 | $0.00 | See FINRA Report |
| Patrick Christian Bortz | 6056846 | 2 | 04/18/2024 | Customer Dispute | Settled | $6,789.00 | $0.00 | See FINRA Report |
| Nicholas Paul Stamatis | 4907890 | 1 | 04/17/2024 | Customer Dispute | Pending | $80,000.00 | $0.00 | See FINRA Report |