Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jacqueline Hanson Aime | 2903017 | 5 | 03/26/2020 | Customer Dispute | Settled | $14,500.00 | $0.00 | See FINRA Report |
| Luis Gerardo Landin | 3091788 | 3 | 03/25/2020 | Customer Dispute | Denied | $7,744.29 | $0.00 | See FINRA Report |
| Jonathan Ben Mirer | 336638 | 9 | 03/24/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Aaron Lee Turner | 2252485 | 4 | 03/21/2020 | Customer Dispute | Denied | $13,986.30 | $0.00 | See FINRA Report |
| Jennifer Wells Ibarguen | 4993415 | 1 | 03/18/2020 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
| Duane Paul Heiling | 2344152 | 5 | 03/18/2020 | Customer Dispute | Settled | $12,000.00 | $0.00 | See FINRA Report |
| Nannette Pisig Nocon | 1304953 | 3 | 03/17/2020 | Customer Dispute | Denied | $6,716.00 | $0.00 | See FINRA Report |
| Michael George Matus | 2984231 | 2 | 03/17/2020 | Customer Dispute | Denied | $11,000.00 | $0.00 | See FINRA Report |
| John August van Wambeke | 729864 | 2 | 03/16/2020 | Customer Dispute | Denied | $39,583.10 | $0.00 | See FINRA Report |
| Kwan-Rok Kong | 5288982 | 4 | 03/16/2020 | Customer Dispute | Closed-No Action | $73,870.20 | $0.00 | See FINRA Report |