Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Eugene Schinsky | 4931156 | 1 | 05/11/2020 | Customer Dispute | Settled | $280,000.00 | $0.00 | See FINRA Report |
| James McReynolds Callaway | 2373512 | 3 | 04/29/2020 | Customer Dispute | Settled | $59,000.00 | $0.00 | See FINRA Report |
| Shirley Ellen Washam | 2166419 | 7 | 04/20/2020 | Customer Dispute | Settled | $71,375.60 | $0.00 | See FINRA Report |
| Kristine Kay Hoffman | 3231753 | 1 | 04/16/2020 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Robert Mark Ambrus | 2556441 | 3 | 04/07/2020 | Customer Dispute | Denied | $8,675.96 | $0.00 | See FINRA Report |
| David Norman Adams | 1575083 | 3 | 04/03/2020 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Bruce Joseph Bordelon | 1528656 | 1 | 04/03/2020 | Customer Dispute | Denied | $53,788.10 | $0.00 | See FINRA Report |
| David Frank Brazen | 1415374 | 2 | 03/31/2020 | Customer Dispute | Denied | $5,305.61 | $0.00 | See FINRA Report |
| Ted J Norman | 1923468 | 1 | 03/30/2020 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Shannon Lyrek Johnson | 4594912 | 1 | 03/27/2020 | Customer Dispute | Denied | $12,000.00 | $0.00 | See FINRA Report |