Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Cameron Monckton | 2252224 | 5 | 07/01/2024 | Customer Dispute | Denied | $35,000.00 | $0.00 | See FINRA Report |
| Sheree Lynn Ziemba | 4057185 | 1 | 06/21/2024 | Customer Dispute | Settled | $15,143.80 | $0.00 | See FINRA Report |
| Christopher John Jacobi | 1648679 | 5 | 06/12/2024 | Customer Dispute | Denied | $150,849.00 | $0.00 | See FINRA Report |
| Evan Scott Branfman | 3270650 | 5 | 06/11/2024 | Customer Dispute | Denied | $13,207.10 | $0.00 | See FINRA Report |
| Ashlie Suzanne Kaess | 4211691 | 1 | 06/08/2024 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Roger Thomas Duffy | 4638254 | 1 | 06/07/2024 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Cynthia Griffith Magner | 2591698 | 1 | 06/05/2024 | Customer Dispute | Pending | $100,000.00 | $0.00 | See FINRA Report |
| Peter Nathaniel Pulido | 7553236 | 1 | 06/04/2024 | Customer Dispute | Denied | $7,975.00 | $0.00 | See FINRA Report |
| Louis Anthony La Selva | 3219829 | 1 | 05/30/2024 | Customer Dispute | Denied | $22,221.30 | $0.00 | See FINRA Report |
| Dale Lawrence Cebert | 2986573 | 3 | 05/30/2024 | Customer Dispute | Settled | $6,547.40 | $0.00 | See FINRA Report |