Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Cameron Monckton | 2252224 | 5 | 10/28/2020 | Customer Dispute | Settled | $17,500.00 | $0.00 | See FINRA Report |
| Cedric Percell Powell | 3249130 | 4 | 10/21/2020 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Eric William Szczurowski | 4672167 | 3 | 10/14/2020 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Eduardo Angel Peter Zeiter | 5098337 | 1 | 10/13/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Ryan Kenneth Stevens | 2987509 | 2 | 10/06/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Theodore Charles Jackson | 1414259 | 2 | 10/05/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Norman Arnold Robbins | 731352 | 7 | 10/02/2020 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Eric Scott Felsenfeld | 4496689 | 4 | 10/01/2020 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Vikram Kohli | 4620124 | 1 | 09/29/2020 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Norman Arnold Robbins | 731352 | 7 | 09/29/2020 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |