Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Douglas Harlan Smith | 2566318 | 1 | 03/17/2021 | Customer Dispute | Settled | $14,540.90 | $0.00 | See FINRA Report |
| Craig Bradford Eastwood | 2931709 | 2 | 03/15/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jared Bryce Roskelley | 3139812 | 6 | 02/19/2021 | Customer Dispute | Withdrawn | $500,000.00 | $0.00 | See FINRA Report |
| Eric Scott Felsenfeld | 4496689 | 4 | 02/01/2021 | Customer Dispute | Settled | $123,000.00 | $0.00 | See FINRA Report |
| Brian Michael McCabe | 2768436 | 1 | 01/27/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Nathan Michael Foret | 2261645 | 1 | 01/25/2021 | Customer Dispute | Settled | $75,000.00 | $0.00 | See FINRA Report |
| William Robert Young | 4787488 | 6 | 01/15/2021 | Customer Dispute | Settled | $123,000.00 | $0.00 | See FINRA Report |
| Vincent Leonard Petrangelo | 2866580 | 7 | 01/06/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| David Cameron Monckton | 2252224 | 5 | 01/05/2021 | Customer Dispute | Denied | $85,000.00 | $0.00 | See FINRA Report |
| Thomas John Sundberg | 2050096 | 2 | 12/29/2020 | Customer Dispute | Settled | $23,000.00 | $0.00 | See FINRA Report |