Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John August van Wambeke | 729864 | 2 | 11/12/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jason Leonard Garofalo | 3008935 | 2 | 11/05/2021 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| Michael Kent Link | 5175656 | 1 | 11/03/2021 | Customer Dispute | Withdrawn | $13,091.70 | $0.00 | See FINRA Report |
| Rachel Nicole Couch | 6588639 | 1 | 10/26/2021 | Customer Dispute | Denied | $54,166.20 | $0.00 | See FINRA Report |
| Thomas Anthony Ranalli | 4044533 | 1 | 10/20/2021 | Customer Dispute | Denied | $12,543.50 | $0.00 | See FINRA Report |
| Justin Westley King | 5128328 | 1 | 10/16/2021 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Brigitte Mariejeanne Davison | 2639579 | 1 | 09/20/2021 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Anthony Ghiglieri | 5840252 | 3 | 08/18/2021 | Customer Dispute | Settled | $12,450.90 | $0.00 | See FINRA Report |
| Michael A Bruggemann | 5500983 | 1 | 08/05/2021 | Customer Dispute | Settled | $180,000.00 | $0.00 | See FINRA Report |
| Henry Joseph Cormier | 727574 | 5 | 08/04/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |