Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gregg E Martinsen | 1390201 | 1 | 01/25/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Lynda Martinsen | 4733436 | 1 | 01/25/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Barry Lanier Oxton | 5478005 | 1 | 01/07/2022 | Customer Dispute | Denied | $30,559.00 | $0.00 | See FINRA Report |
| Corey Ryan Schepper | 4413872 | 1 | 12/16/2021 | Customer Dispute | Pending | $50,000.00 | $0.00 | See FINRA Report |
| Christopher W Porter | 1911339 | 2 | 12/13/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| James Herbert Swallow | 4630472 | 1 | 12/06/2021 | Customer Dispute | Denied | $12,120.00 | $0.00 | See FINRA Report |
| Glenn David Fasani | 2832856 | 5 | 11/21/2021 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| David Norman Adams | 1575083 | 3 | 11/19/2021 | Customer Dispute | Pending | $250,000.00 | $0.00 | See FINRA Report |
| Kevin Andrew Nanthrup | 5616593 | 1 | 11/16/2021 | Customer Dispute | Settled | $23,291.10 | $0.00 | See FINRA Report |
| Julio Mendez | 6739857 | 1 | 11/12/2021 | Customer Dispute | Denied | $17,228.80 | $0.00 | See FINRA Report |