Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gregory L Adams | 5192556 | 1 | 03/24/2022 | Customer Dispute | Denied | $35,300.00 | $0.00 | See FINRA Report |
| John Raymond Rodriguez | 2991668 | 1 | 03/08/2022 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Michael James West | 2322117 | 1 | 02/28/2022 | Customer Dispute | Denied | $94,450.00 | $0.00 | See FINRA Report |
| Eugene Weinstein | 5441968 | 1 | 02/28/2022 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Brittany Jan Kornmann | 4916553 | 2 | 02/26/2022 | Customer Dispute | Denied | $18,000.00 | $0.00 | See FINRA Report |
| Tiffany Dawne Akre | 6617763 | 1 | 02/26/2022 | Customer Dispute | Denied | $18,000.00 | $0.00 | See FINRA Report |
| Samuel Thomas Weir | 4578107 | 1 | 02/23/2022 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Brent William Makarczyk | 4278893 | 3 | 02/11/2022 | Customer Dispute | Settled | $416,284.00 | $0.00 | See FINRA Report |
| Kevin Douglas Houser | 2513167 | 6 | 02/03/2022 | Customer Dispute | Settled | $244,000.00 | $0.00 | See FINRA Report |
| Camillo Alfonso Matteucci | 3143912 | 1 | 01/27/2022 | Customer Dispute | Denied | $800,880.00 | $0.00 | See FINRA Report |