Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Seth Philip Gansman | 6003662 | 1 | 07/31/2024 | Customer Dispute | Pending | $500,000.00 | $0.00 | See FINRA Report |
| Paul John Di Pirro | 4950403 | 1 | 07/29/2024 | Customer Dispute | Pending | $5,000.00 | $0.00 | See FINRA Report |
| Donald Charles Heaney | 1472828 | 2 | 07/25/2024 | Customer Dispute | Pending | $7,000.00 | $0.00 | See FINRA Report |
| George Woerdeman | 1220689 | 3 | 07/17/2024 | Customer Dispute | Denied | $91,705.00 | $0.00 | See FINRA Report |
| Tracey Smith | 2668443 | 1 | 07/16/2024 | Customer Dispute | Pending | $488,428.00 | $0.00 | See FINRA Report |
| Scott Matthew Miller | 4782370 | 1 | 07/16/2024 | Customer Dispute | Denied | $174,788.00 | $0.00 | See FINRA Report |
| Joshua Ryan Chabot | 5546420 | 1 | 07/15/2024 | Customer Dispute | Denied | $22,419.00 | $0.00 | See FINRA Report |
| Ryan Francis Callahan | 5718959 | 1 | 07/15/2024 | Customer Dispute | Denied | $22,419.00 | $0.00 | See FINRA Report |
| James Douglas Ramsey | 6719338 | 1 | 07/12/2024 | Customer Dispute | Denied | $11,200.00 | $0.00 | See FINRA Report |
| Marcial A Vargas | 5953263 | 1 | 07/04/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |