Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Scott Arthur Dewitz | 1770432 | 2 | 05/16/2022 | Customer Dispute | Closed-No Action | $8,000.00 | $0.00 | See FINRA Report |
| Anthony Joseph Salerno | 2910121 | 1 | 05/09/2022 | Customer Dispute | Settled | $17,000.00 | $0.00 | See FINRA Report |
| Brian Edward Jackson | 3188036 | 1 | 04/27/2022 | Customer Dispute | Denied | $536,843.00 | $0.00 | See FINRA Report |
| Randall James Hooper | 1900141 | 4 | 04/21/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Philip John Watson | 2400788 | 2 | 04/12/2022 | Customer Dispute | Denied | $52,000.00 | $0.00 | See FINRA Report |
| Richard Alan Brende | 4595363 | 4 | 04/07/2022 | Customer Dispute | Settled | $10,228.00 | $0.00 | See FINRA Report |
| John Michael Reamer | 1796850 | 1 | 04/06/2022 | Customer Dispute | Withdrawn | $10,445.50 | $10,445.50 | See FINRA Report |
| David C Waring | 5731838 | 1 | 04/04/2022 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Brent William Makarczyk | 4278893 | 3 | 04/01/2022 | Customer Dispute | Settled | $414,500.00 | $0.00 | See FINRA Report |
| Vincent Nicholas Martino | 2939367 | 1 | 03/24/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |