Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Richard Lee Simpson | 4034268 | 2 | 11/28/2022 | Customer Dispute | Settled | $30,000.00 | $0.00 | See FINRA Report |
| Paul Andrew Siegel | 2828360 | 2 | 11/21/2022 | Customer Dispute | Settled | $8,779.13 | $0.00 | See FINRA Report |
| Jason Michael Leblanc | 6782560 | 1 | 11/18/2022 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Pedro Jose Escobar | 2785268 | 2 | 11/11/2022 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Anthony Ghiglieri | 5840252 | 3 | 11/11/2022 | Customer Dispute | Denied | $52,500.00 | $0.00 | See FINRA Report |
| Brian Robert Titus | 4229261 | 2 | 11/08/2022 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Kevin Hill | 6472497 | 1 | 11/07/2022 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Amit Rasik Patel | 2898288 | 1 | 11/07/2022 | Customer Dispute | Denied | $72,000.00 | $0.00 | See FINRA Report |
| Bryan Scott Vandussen | 6187184 | 1 | 11/03/2022 | Customer Dispute | Denied | $11,000.00 | $0.00 | See FINRA Report |
| Mark William Nelson | 5074803 | 1 | 10/31/2022 | Customer Dispute | Denied | $76,355.10 | $0.00 | See FINRA Report |