Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Fisher | 4056114 | 6 | 03/16/2023 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Guy Anthony Colella | 1646164 | 3 | 03/09/2023 | Customer Dispute | Denied | $420,000.00 | $0.00 | See FINRA Report |
| James Harley Hartung | 1602173 | 1 | 03/08/2023 | Customer Dispute | Denied | $6,000.00 | $0.00 | See FINRA Report |
| Donovan Howard Leighton | 6025118 | 2 | 03/07/2023 | Customer Dispute | Denied | $60,000.00 | $0.00 | See FINRA Report |
| Arthur Grossbard | 1020971 | 3 | 03/03/2023 | Customer Dispute | Settled | $101,001.00 | $0.00 | See FINRA Report |
| Richard Bednark Campbell | 1246641 | 2 | 02/23/2023 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Douglas Paul Scalard | 2946279 | 2 | 02/23/2023 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Mark Andrew Perry | 6302243 | 1 | 02/21/2023 | Customer Dispute | Closed-No Action | $89,893.00 | $0.00 | See FINRA Report |
| Jennifer Nicole Moenter | 6222756 | 1 | 02/15/2023 | Customer Dispute | Denied | $74,875.00 | $0.00 | See FINRA Report |
| Paul Allen Berkman | 1002769 | 5 | 02/08/2023 | Customer Dispute | Pending | $730,000.00 | $0.00 | See FINRA Report |