Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kevin Doyle | 4528305 | 2 | 06/29/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Ajay Verma | 2833932 | 1 | 06/27/2023 | Customer Dispute | Settled | $125,000.00 | $0.00 | See FINRA Report |
| Thais Drummond Piotrowski | 4729077 | 3 | 06/27/2023 | Customer Dispute | Denied | $117,705.00 | $0.00 | See FINRA Report |
| Timothy James Blankenship | 3274923 | 1 | 06/26/2023 | Customer Dispute | Denied | $5,900.00 | $0.00 | See FINRA Report |
| Boris Niko | 4603500 | 1 | 06/15/2023 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Michael Keith Kloubec | 2415021 | 3 | 06/13/2023 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Eliah Sande Ewing | 4769334 | 1 | 06/12/2023 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Scott Michael Miller | 1927089 | 2 | 06/07/2023 | Customer Dispute | Pending | $500,895.00 | $0.00 | See FINRA Report |
| David Neil Soiferman | 1990243 | 6 | 06/05/2023 | Customer Dispute | Denied | $37,000.00 | $0.00 | See FINRA Report |
| Michael Fisher | 4056114 | 6 | 06/01/2023 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |