Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Richard Jesus Fernandez | 7700670 | 3 | 11/08/1989 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Scott Alan Thuleen | 4324707 | 1 | 09/18/1989 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Dean Philip Velzke | 2442656 | 2 | 09/15/1989 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Chris Michael Limmer | 2533472 | 1 | 07/22/1989 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Eric Douglas Durnell | 2960586 | 1 | 06/29/1989 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Anthony Lipscomb | 2286249 | 8 | 05/19/1989 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| David P Wilkins | 2693737 | 1 | 05/02/1989 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| David Patrick Luetkemeyer | 1854563 | 5 | 03/29/1989 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Megan Cahalan | 7691799 | 1 | 03/22/1989 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Nicole Glowka | 2451902 | 1 | 03/07/1989 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |