Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mansoor Yousaf | 2870856 | 1 | 05/07/1992 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Dominick Martinez Divine | 2191769 | 1 | 05/04/1992 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Travis Allen Routt | 2768395 | 1 | 01/21/1992 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Heath Patrick Larkin | 5379931 | 2 | 12/02/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Steven Michael Landy | 2262716 | 3 | 09/21/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Alexander Umansky | 3005872 | 3 | 08/15/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Valerie Chase | 1741238 | 3 | 06/25/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert Louis Nagy | 2492917 | 4 | 06/11/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Sean Eldon Murphy | 2520276 | 1 | 06/07/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Christopher Lee Feutz | 3096129 | 2 | 03/21/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |