Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christopher Blake Cohn | 4984523 | 8 | 03/20/2008 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| Dana Lianne Gibbs | 2260208 | 2 | 02/29/2008 | Customer Dispute | Closed-No Action | $15,000.00 | $0.00 | See FINRA Report |
| Andrew Luke Hager | 3171227 | 1 | 02/27/2008 | Customer Dispute | Closed-No Action | $14,500.00 | $0.00 | See FINRA Report |
| John Henry Stearns | 2983334 | 4 | 12/12/2007 | Customer Dispute | Closed-No Action | $7,694.03 | $0.00 | See FINRA Report |
| Brian Lawrence Monson | 1959866 | 1 | 11/09/2007 | Customer Dispute | Closed-No Action | $20,794.10 | $0.00 | See FINRA Report |
| Christopher Jason Kec | 3199136 | 3 | 10/03/2007 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| Thomas M Kennedy | 4543456 | 4 | 08/15/2007 | Customer Dispute | Closed-No Action | $38,000.00 | $0.00 | See FINRA Report |
| Dominick Anthony Gallo | 1956721 | 2 | 08/07/2007 | Customer Dispute | Closed-No Action | $97,500.00 | $0.00 | See FINRA Report |
| Lyle Scott Buser | 1301112 | 1 | 08/06/2007 | Customer Dispute | Closed-No Action | $38,281.60 | $0.00 | See FINRA Report |
| Martin Dwayne Mc Farling | 4271041 | 4 | 08/03/2007 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |