Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeffrey Neil Krinsky | 4147792 | 8 | 10/20/2010 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| Sean Eric Marlowe | 4497655 | 1 | 10/01/2010 | Customer Dispute | Closed-No Action | $12,300.00 | $0.00 | See FINRA Report |
| Blake Herbert Robson | 5309468 | 1 | 10/01/2010 | Customer Dispute | Closed-No Action | $12,300.00 | $0.00 | See FINRA Report |
| Amanda Ashley Hale | 4072033 | 4 | 08/23/2010 | Customer Dispute | Closed-No Action | $5,248.00 | $0.00 | See FINRA Report |
| Christopher Milam Black | 2308591 | 3 | 07/01/2010 | Customer Dispute | Closed-No Action | $22,388.00 | $0.00 | See FINRA Report |
| Alika Christian Garcia | 2298506 | 3 | 05/10/2010 | Customer Dispute | Closed-No Action | $12,000.00 | $0.00 | See FINRA Report |
| Ernest Barrios Crisologo | 2509727 | 7 | 05/03/2010 | Customer Dispute | Closed-No Action | $35,000.00 | $0.00 | See FINRA Report |
| John David Viers | 2470837 | 1 | 04/01/2010 | Customer Dispute | Closed-No Action | $17,500.00 | $0.00 | See FINRA Report |
| Gerard Simonelli | 1431397 | 5 | 03/22/2010 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Michael Vatter | 5199140 | 3 | 03/09/2010 | Customer Dispute | Closed-No Action | $10,993.70 | $0.00 | See FINRA Report |