Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William Walter Gammon | 1811853 | 27 | 02/23/2012 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Brian Craig Sutphin | 5119087 | 1 | 02/08/2012 | Customer Dispute | Closed-No Action | $5,192.00 | $0.00 | See FINRA Report |
| Randall Scott Behnke | 4417290 | 3 | 11/18/2011 | Customer Dispute | Closed-No Action | $100,000.00 | $0.00 | See FINRA Report |
| William Walter Gammon | 1811853 | 27 | 11/02/2011 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| William Walter Gammon | 1811853 | 27 | 09/15/2011 | Customer Dispute | Closed-No Action | $150,000.00 | $0.00 | See FINRA Report |
| Jeffrey Neil Krinsky | 4147792 | 8 | 05/25/2011 | Customer Dispute | Closed-No Action | $429.98 | $0.00 | See FINRA Report |
| Steven William Link | 2223522 | 7 | 03/10/2011 | Customer Dispute | Closed-No Action | $25,000.00 | $0.00 | See FINRA Report |
| William Walter Gammon | 1811853 | 27 | 02/17/2011 | Customer Dispute | Closed-No Action | $17,500.00 | $0.00 | See FINRA Report |
| Matthew Todd Flynn | 2285454 | 3 | 01/20/2011 | Customer Dispute | Closed-No Action | $14,000.00 | $0.00 | See FINRA Report |
| Jeffrey Neil Krinsky | 4147792 | 8 | 01/03/2011 | Customer Dispute | Closed-No Action | $46,000.00 | $0.00 | See FINRA Report |