Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Daniel Ross McMahon | 1248764 | 1 | 11/06/2013 | Customer Dispute | Closed-No Action | $10,412.00 | $0.00 | See FINRA Report |
| Francisco Jose Hernando | 2239094 | 5 | 05/30/2013 | Customer Dispute | Closed-No Action | $86,138.50 | $0.00 | See FINRA Report |
| Robert Allen Di Donato | 4136486 | 1 | 04/03/2013 | Customer Dispute | Closed-No Action | $25,000.00 | $0.00 | See FINRA Report |
| Ralph Gunther Haebich | 1922142 | 3 | 01/10/2013 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Gerard Simonelli | 1431397 | 5 | 10/18/2012 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Edward Lee Bryan | 1036857 | 4 | 09/18/2012 | Customer Dispute | Closed-No Action | $500,000.00 | $0.00 | See FINRA Report |
| Sharon Lee Hyer | 1950226 | 2 | 08/01/2012 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Vincent Gregory Atkins | 2924754 | 1 | 06/08/2012 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Gregory Samuel Manto | 2724748 | 4 | 05/18/2012 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Shannon Kelly Klug | 2451747 | 3 | 03/26/2012 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |