Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Guy Anthony Colella | 1646164 | 3 | 11/30/1998 | Customer Dispute | Closed-No Action | $25,000.00 | $0.00 | See FINRA Report |
| Brian Keith Bunge | 1372354 | 1 | 10/29/1998 | Customer Dispute | Closed-No Action | $87,000.00 | $0.00 | See FINRA Report |
| Antone Peter Keller | 266486 | 1 | 10/15/1998 | Customer Dispute | Closed-No Action | $32,396.00 | $0.00 | See FINRA Report |
| Joseph Salvatore de Sena | 2477861 | 4 | 10/02/1998 | Customer Dispute | Closed-No Action | $15,362.80 | $0.00 | See FINRA Report |
| Steven Thomas King | 2403479 | 2 | 10/02/1998 | Customer Dispute | Closed-No Action | $45,000.00 | $0.00 | See FINRA Report |
| Michael Mark Eisenmenger | 2507366 | 4 | 10/01/1998 | Customer Dispute | Closed-No Action | $17,555.00 | $0.00 | See FINRA Report |
| Joseph Candela | 2674155 | 4 | 09/15/1998 | Customer Dispute | Closed-No Action | $14,000.00 | $0.00 | See FINRA Report |
| Lewis Edward Wollenweber | 1182340 | 3 | 09/03/1998 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Peter Alan Mina | 709800 | 1 | 09/01/1998 | Customer Dispute | Closed-No Action | $15,712.70 | $0.00 | See FINRA Report |
| Elizabeth Ann Lauer | 2013720 | 1 | 08/28/1998 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |