Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Chad David Meisner | 2606190 | 1 | 03/07/2002 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Jason Michael Swobe | 2723694 | 1 | 02/25/2002 | Customer Dispute | Closed-No Action | $100,000.00 | $0.00 | See FINRA Report |
| Deniz Tuncay Franke | 1597507 | 4 | 02/06/2002 | Customer Dispute | Closed-No Action | $308,000.00 | $0.00 | See FINRA Report |
| Gerald Terry Summerlin | 2382714 | 5 | 10/24/2001 | Customer Dispute | Closed-No Action | $214,000.00 | $0.00 | See FINRA Report |
| Chad Evan Nyitray | 2332391 | 2 | 06/18/2001 | Customer Dispute | Closed-No Action | $25,000.00 | $0.00 | See FINRA Report |
| Larry Thomas Uram | 1416898 | 1 | 02/27/2001 | Customer Dispute | Closed-No Action | $45,580.50 | $0.00 | See FINRA Report |
| Jonathan David Baety | 2572528 | 2 | 02/09/2001 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Joseph John Stango | 1708432 | 1 | 01/09/2001 | Customer Dispute | Closed-No Action | $84,000.00 | $0.00 | See FINRA Report |
| Mark Howard Richmond | 1101238 | 4 | 01/09/2001 | Customer Dispute | Closed-No Action | $19,587.50 | $0.00 | See FINRA Report |
| J Michael Alexander | 2786 | 2 | 12/13/2000 | Customer Dispute | Closed-No Action | $5,230.84 | $0.00 | See FINRA Report |