Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Thomas Terzakis | 1962812 | 1 | 04/01/2003 | Customer Dispute | Closed-No Action | $10,469.60 | $0.00 | See FINRA Report |
| Mauri Duane Hendrickson | 2136257 | 10 | 04/01/2003 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Chester Frank Makuch | 2543775 | 4 | 02/13/2003 | Customer Dispute | Closed-No Action | $7,500.00 | $0.00 | See FINRA Report |
| Gary Lee Harr | 2683375 | 2 | 02/12/2003 | Customer Dispute | Closed-No Action | $100,000.00 | $0.00 | See FINRA Report |
| Anthony Edward Smith | 858687 | 1 | 02/12/2003 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Mary Beth Norris | 1189102 | 4 | 01/31/2003 | Customer Dispute | Closed-No Action | $100,000.00 | $0.00 | See FINRA Report |
| Lee James Palmer | 2997350 | 1 | 01/24/2003 | Customer Dispute | Closed-No Action | $30,000.00 | $0.00 | See FINRA Report |
| Sunil Dutt Prabhakar | 1824553 | 1 | 01/22/2003 | Customer Dispute | Closed-No Action | $20,625.00 | $0.00 | See FINRA Report |
| Mauri Duane Hendrickson | 2136257 | 10 | 01/15/2003 | Customer Dispute | Closed-No Action | $471,000.00 | $0.00 | See FINRA Report |
| Bryan Roger Daniel | 2224568 | 4 | 01/10/2003 | Customer Dispute | Closed-No Action | $53,000.00 | $0.00 | See FINRA Report |