Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Hugh Evans | 2480530 | 3 | 09/15/2005 | Customer Dispute | Closed-No Action | $575,000.00 | $0.00 | See FINRA Report |
| Robert Hugh Evans | 2480530 | 3 | 09/15/2005 | Customer Dispute | Closed-No Action | $575,000.00 | $0.00 | See FINRA Report |
| Stephen Alan Krech | 2436653 | 1 | 08/04/2005 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| Gregory James Larson | 2606853 | 1 | 06/20/2005 | Customer Dispute | Closed-No Action | $28,876.50 | $0.00 | See FINRA Report |
| Patricia Francine Grazioso | 1013680 | 5 | 06/06/2005 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| David Patrick Luetkemeyer | 1854563 | 5 | 04/08/2005 | Customer Dispute | Closed-No Action | $6,046.66 | $0.00 | See FINRA Report |
| Michael Boyd Higgins | 2009552 | 1 | 04/07/2005 | Customer Dispute | Closed-No Action | $21,312.00 | $0.00 | See FINRA Report |
| Robert Hugh Evans | 2480530 | 3 | 04/05/2005 | Customer Dispute | Closed-No Action | $575,000.00 | $0.00 | See FINRA Report |
| John Henry Stearns | 2983334 | 4 | 03/30/2005 | Customer Dispute | Closed-No Action | $30,000.00 | $0.00 | See FINRA Report |
| Byron Joseph Gega | 2842022 | 3 | 03/17/2005 | Customer Dispute | Closed-No Action | $75,089.30 | $0.00 | See FINRA Report |