Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Gerard Prendergast | 1327563 | 2 | 09/08/2006 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Amber Dee Meyer | 4953560 | 3 | 08/09/2006 | Customer Dispute | Closed-No Action | $13,000.00 | $0.00 | See FINRA Report |
| Kent Floyd Thompson | 2183725 | 4 | 08/03/2006 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| Gregory John Zienowicz | 2565043 | 1 | 07/12/2006 | Customer Dispute | Closed-No Action | $6,082.38 | $0.00 | See FINRA Report |
| Mark John Zipfel | 1179677 | 14 | 06/28/2006 | Customer Dispute | Closed-No Action | $110,000.00 | $0.00 | See FINRA Report |
| Bradford Scott Sabol | 2496569 | 4 | 06/01/2006 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Emmett Russell Ray | 2384270 | 3 | 05/30/2006 | Customer Dispute | Closed-No Action | $7,200.00 | $0.00 | See FINRA Report |
| Kristen Faye Highfield | 2226560 | 1 | 05/30/2006 | Customer Dispute | Closed-No Action | $9,975.30 | $0.00 | See FINRA Report |
| Louis John Lanzalotto | 2508782 | 7 | 05/22/2006 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| David Norman Adams | 1575083 | 3 | 04/25/2006 | Customer Dispute | Closed-No Action | $12,384.00 | $0.00 | See FINRA Report |