Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kelly Lee Diestler | 2096901 | 12 | 04/25/2003 | Customer Dispute | Award / Judgment | $2,000,000.00 | $175,000.00 | See FINRA Report |
| Gregory James Hildebrand | 1006287 | 1 | 01/16/2003 | Customer Dispute | Award / Judgment | $3,000,000.00 | $2,186,190.00 | See FINRA Report |
| Victor Peretiatko | 1354199 | 3 | 08/20/2002 | Customer Dispute | Award / Judgment | $450,000.00 | $37,500.00 | See FINRA Report |
| Philip Andrew Amick | 2691746 | 1 | 05/15/2002 | Customer Dispute | Award / Judgment | $165,726.00 | $75,000.00 | See FINRA Report |
| John Joseph Zangari | 1853770 | 3 | 02/27/2002 | Customer Dispute | Award / Judgment | $201,031.00 | $50,245.00 | See FINRA Report |
| Marc Gendell | 3015427 | 1 | 11/13/2001 | Customer Dispute | Award / Judgment | $400,000.00 | $0.00 | See FINRA Report |
| William Michael Steele | 2019042 | 2 | 04/19/2001 | Customer Dispute | Award / Judgment | $1,600,000.00 | $1,258,000.00 | See FINRA Report |
| David Ross Thompson | 2504328 | 3 | 08/10/2000 | Customer Dispute | Award / Judgment | $5,000.00 | $1,250.00 | See FINRA Report |
| Bradley Leo Renberg | 2155253 | 5 | 05/23/2000 | Customer Dispute | Award / Judgment | $173,955.00 | $130,000.00 | See FINRA Report |
| Robert Arthur Zucker | 3055031 | 1 | 04/26/2000 | Customer Dispute | Award / Judgment | $25,000.00 | $25,934.10 | See FINRA Report |