Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Richard Lee Mundrane | 1060436 | 2 | 12/04/2006 | Customer Dispute | Award / Judgment | $735,000.00 | $60,000.00 | See FINRA Report |
| Jeffrey Shover | 2388655 | 3 | 06/29/2006 | Customer Dispute | Award / Judgment | $1,000,000.00 | $240,000.00 | See FINRA Report |
| James Michael Bizzack | 1356619 | 1 | 11/15/2005 | Customer Dispute | Award / Judgment | $1,000.00 | $1,030.80 | See FINRA Report |
| David James Booko | 1895191 | 4 | 03/22/2005 | Customer Dispute | Award / Judgment | $358,208.00 | $210,000.00 | See FINRA Report |
| Robert Lucas Breen | 29606 | 3 | 03/02/2004 | Customer Dispute | Award / Judgment | $0.00 | $22,500.00 | See FINRA Report |
| Kelly Lee Diestler | 2096901 | 12 | 02/13/2004 | Customer Dispute | Award / Judgment | $150,000.00 | $105,721.00 | See FINRA Report |
| Kelly Lee Diestler | 2096901 | 12 | 10/20/2003 | Customer Dispute | Award / Judgment | $0.00 | $145,000.00 | See FINRA Report |
| Steven Earl Wilson | 1904806 | 3 | 10/10/2003 | Customer Dispute | Award / Judgment | $13,327.00 | $0.00 | See FINRA Report |
| Jac Burton Stulberg | 1473233 | 9 | 09/03/2003 | Customer Dispute | Award / Judgment | $225,000.00 | $50,000.00 | See FINRA Report |
| Peter Ashley Ramsay | 2535542 | 1 | 05/26/2003 | Customer Dispute | Award / Judgment | $110,800.00 | $24,000.00 | See FINRA Report |