Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Vincent Leonard Petrangelo | 2866580 | 7 | 12/08/2011 | Customer Dispute | Award / Judgment | $47,444.30 | $39,802.70 | See FINRA Report |
| Mitchell William Black | 4664345 | 6 | 03/11/2011 | Customer Dispute | Award / Judgment | $750,000.00 | $126,424.00 | See FINRA Report |
| David Scott Garrett | 3017734 | 1 | 06/10/2010 | Customer Dispute | Award / Judgment | $0.00 | $77,623.10 | See FINRA Report |
| Joseph Gerald Della Monica | 2723672 | 2 | 04/27/2010 | Customer Dispute | Award / Judgment | $25,000.00 | $5,000.00 | See FINRA Report |
| Fouad Hussein Zeaiter | 1620749 | 5 | 04/05/2010 | Customer Dispute | Award / Judgment | $159,025.00 | $21,248.00 | See FINRA Report |
| William Lynn Bynum | 2011143 | 2 | 07/13/2009 | Customer Dispute | Award / Judgment | $180,000.00 | $30,000.00 | See FINRA Report |
| Mark Steven Marshall | 1989127 | 3 | 04/25/2008 | Customer Dispute | Award / Judgment | $200,000.00 | $0.00 | See FINRA Report |
| Robert Andrew Kovalchik | 1279711 | 2 | 09/17/2007 | Customer Dispute | Award / Judgment | $25,000.00 | $52,431.30 | See FINRA Report |
| MacE Barry Tamse | 1059666 | 6 | 04/09/2007 | Customer Dispute | Award / Judgment | $8,750.00 | $750.00 | See FINRA Report |
| Jeff Richard Bank | 1577796 | 9 | 03/20/2007 | Customer Dispute | Award / Judgment | $1,000,000.00 | $7,656.36 | See FINRA Report |