Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Michael Anthony Lipscomb | 2286249 | 8 | 11/29/2017 | Customer Dispute | Award / Judgment | $0.00 | $0.00 | See FINRA Report |
Scott Allen Edwards | 2803671 | 2 | 05/31/2017 | Customer Dispute | Award / Judgment | $28,316.00 | $13,652.30 | See FINRA Report |
Douglas D Dinzik | 2262066 | 1 | 04/04/2017 | Customer Dispute | Award / Judgment | $20,000.00 | $0.00 | See FINRA Report |
Michael Fisher | 4056114 | 6 | 03/13/2017 | Customer Dispute | Award / Judgment | $50,000.00 | $0.00 | See FINRA Report |
Carroll Thomas Clark | 734524 | 2 | 02/02/2017 | Customer Dispute | Award / Judgment | $75,000.00 | $24,158.70 | See FINRA Report |
Evan Ira Fischer | 1454305 | 4 | 06/27/2016 | Customer Dispute | Award / Judgment | $973,148.00 | $0.00 | See FINRA Report |
Shannon Kelly Klug | 2451747 | 3 | 10/20/2015 | Customer Dispute | Award / Judgment | $640,000.00 | $0.00 | See FINRA Report |
Donald Michael Acker | 2263538 | 1 | 07/07/2014 | Customer Dispute | Award / Judgment | $200,000.00 | $0.00 | See FINRA Report |
Zakkour H Chivi | 1987360 | 6 | 06/03/2014 | Customer Dispute | Award / Judgment | $346,881.00 | $0.00 | See FINRA Report |
Richard Joseph Nabasny | 2656160 | 1 | 12/12/2013 | Customer Dispute | Award / Judgment | $2,731.00 | $1,082.50 | See FINRA Report |