Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Susan Pauline Emerson | 863229 | 2 | 03/02/1983 | Customer Dispute | Award / Judgment | $14,000.00 | $14,000.00 | See FINRA Report |
| Bonnie Renee Schultz | 869126 | 2 | 01/01/1983 | Customer Dispute | Award / Judgment | $42,000.00 | $46,300.00 | See FINRA Report |
| Kevin Eugene Wagner | 866514 | 1 | 01/01/1980 | Customer Dispute | Award / Judgment | $0.00 | $200,000.00 | See FINRA Report |