Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mitchell Steven Rock | 1451592 | 9 | 12/01/1989 | Customer Dispute | Award / Judgment | $100,000.00 | $101,550.00 | See FINRA Report |
| Mark Joseph Vavruska | 1081194 | 4 | 11/03/1989 | Customer Dispute | Award / Judgment | $155,480.00 | $15,540.40 | See FINRA Report |
| Robert Gregory Mennona | 1232328 | 5 | 08/08/1989 | Customer Dispute | Award / Judgment | $191,134.00 | $69,025.00 | See FINRA Report |
| Jac Burton Stulberg | 1473233 | 9 | 06/06/1989 | Customer Dispute | Award / Judgment | $81,219.00 | $59,198.00 | See FINRA Report |
| Edward Joseph Matosziuk | 1275106 | 1 | 05/01/1989 | Customer Dispute | Award / Judgment | $293,721.00 | $100,000.00 | See FINRA Report |
| Alan Edward Palazzo | 1023265 | 1 | 10/19/1988 | Customer Dispute | Award / Judgment | $31,388.60 | $4,250.00 | See FINRA Report |
| Robert Gregory Mennona | 1232328 | 5 | 09/16/1988 | Customer Dispute | Award / Judgment | $169,397.00 | $44,400.00 | See FINRA Report |
| Jonathan Ben Mirer | 336638 | 9 | 11/12/1986 | Customer Dispute | Award / Judgment | $123,750.00 | $3,750.00 | See FINRA Report |
| Douglas Wayne Messner | 1039868 | 3 | 07/27/1984 | Customer Dispute | Award / Judgment | $1,000,000.00 | $133,435.00 | See FINRA Report |
| Gregory James Rupert | 869996 | 1 | 05/24/1984 | Customer Dispute | Award / Judgment | $327.00 | $322.00 | See FINRA Report |