Our Staff has compiled our research into a database of FINRA Broker Disclosures for Crown Capital Securities, L.P.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kathryn Ann Marchwick | 1033509 | 2 | 04/02/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Russell Edward Fieger | 4122326 | 2 | 03/18/2014 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Donald Dean Cohee | 728007 | 5 | 01/05/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michelle Lee Wagner | 2403647 | 3 | 11/14/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jesse Erald Lopez | 5472534 | 1 | 10/17/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Larry Joseph Michaels | 4351477 | 2 | 09/30/2013 | Customer Dispute | Settled | $325,000.00 | $0.00 | See FINRA Report |
| Danny Joseph Acedo | 1760782 | 2 | 07/25/2013 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Lawrence Rhodes Davis | 729342 | 2 | 04/17/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Alan Grant Morris | 6013040 | 2 | 02/21/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jack Azar | 1392551 | 1 | 11/02/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |