Our Staff has compiled our research into a database of FINRA Broker Disclosures for Crown Capital Securities, L.P.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Thomas Riner | 376932 | 3 | 11/19/2014 | Customer Dispute | Settled | $805,950.00 | $0.00 | See FINRA Report |
| Chad Michael Tusa | 4524325 | 3 | 10/02/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jim Nolan Weems | 2349968 | 1 | 09/16/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michelle Lee Wagner | 2403647 | 3 | 09/11/2014 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Frederick Deneen Sanchez | 1123573 | 1 | 07/29/2014 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Chad Michael Tusa | 4524325 | 3 | 07/22/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Brett Alan Shirkey | 2904390 | 2 | 07/22/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Bradley Harsch | 1944419 | 2 | 07/09/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| James Martin Benjamson | 1161623 | 7 | 04/07/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Carl Vincent Gottuso | 1015679 | 2 | 04/02/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |