Our Staff has compiled our research into a database of FINRA Broker Disclosures for Crown Capital Securities, L.P.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Martin Benjamson | 1161623 | 7 | 09/06/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| James Anthony Maher | 1504812 | 5 | 07/09/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| David Bruce McMillen | 1198070 | 4 | 03/13/2018 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| William Eldon Tufts | 2053884 | 3 | 02/12/2018 | Customer Dispute | Closed-No Action | $28,000.00 | $0.00 | See FINRA Report |
| David Bruce McMillen | 1198070 | 4 | 12/12/2017 | Customer Dispute | Settled | $20,000,000.00 | $0.00 | See FINRA Report |
| Lanny Ray Howarter | 813591 | 8 | 11/21/2017 | Customer Dispute | Settled | $499,000.00 | $0.00 | See FINRA Report |
| Lisa Anne Lighthipe-Hinz | 2460184 | 8 | 10/25/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| James Anthony Maher | 1504812 | 5 | 07/17/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Phillip Dennis Boyd | 4238671 | 1 | 04/07/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Gavin William Jones | 6243918 | 2 | 03/27/2017 | Customer Dispute | Settled | $17,000.00 | $0.00 | See FINRA Report |