Our Staff has compiled our research into a database of FINRA Broker Disclosures for Crown Capital Securities, L.P.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Richard W Jackman | 2501641 | 2 | 02/24/2020 | Customer Dispute | Settled | $4,000,000.00 | $0.00 | See FINRA Report |
| William Eldon Tufts | 2053884 | 3 | 11/11/2019 | Customer Dispute | Closed-No Action | $89,063.40 | $0.00 | See FINRA Report |
| Scott Ryan Babbitt | 4057681 | 4 | 10/29/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| James Lee Paris | 4931446 | 2 | 08/09/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Heather Ann Boe | 2651331 | 1 | 07/09/2019 | Customer Dispute | Settled | $53,748.00 | $0.00 | See FINRA Report |
| David Hurley Hildebrand | 2135303 | 5 | 05/20/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gerald Joseph Desimone | 2311669 | 15 | 03/20/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gerald Joseph Desimone | 2311669 | 15 | 03/20/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Frederick Mark Atiyeh | 872352 | 4 | 02/22/2019 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| James Martin Benjamson | 1161623 | 7 | 12/17/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |