Our Staff has compiled our research into a database of FINRA Broker Disclosures for Crown Capital Securities, L.P.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Danh Nguyen | 4919629 | 1 | 02/15/2021 | Customer Dispute | Pending | $5,000,000.00 | $0.00 | See FINRA Report |
| Frederick Mark Atiyeh | 872352 | 4 | 02/11/2021 | Customer Dispute | Closed-No Action | $50,000.00 | $0.00 | See FINRA Report |
| Scott Ryan Babbitt | 4057681 | 4 | 01/29/2021 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Gerald Joseph Desimone | 2311669 | 15 | 01/05/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Larry Joseph Michaels | 4351477 | 2 | 12/01/2020 | Customer Dispute | Settled | $10,000.00 | $0.00 | See FINRA Report |
| Lanny Ray Howarter | 813591 | 8 | 11/24/2020 | Customer Dispute | Settled | $624,616.00 | $0.00 | See FINRA Report |
| Jeffrey Michael Warren | 5616071 | 1 | 11/16/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| William Eldon Tufts | 2053884 | 3 | 09/10/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Scott Michael Lehigh | 4420892 | 1 | 04/24/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Harry Michael Barth | 13891 | 2 | 02/24/2020 | Customer Dispute | Settled | $4,000,000.00 | $0.00 | See FINRA Report |