Our Staff has compiled our research into a database of FINRA Broker Disclosures for Crown Capital Securities, L.P.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Donald Dean Cohee | 728007 | 5 | 01/02/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| David Hurley Hildebrand | 2135303 | 5 | 12/19/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Damon Marshall Zahlmann | 4050354 | 1 | 11/29/2011 | Customer Dispute | Settled | $37,500.00 | $0.00 | See FINRA Report |
| James Martin Benjamson | 1161623 | 7 | 11/22/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kimberly Glockzin | 7561430 | 1 | 09/24/2011 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Cindy Xiaoqin Chin | 4091612 | 1 | 08/29/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Gerald Joseph Desimone | 2311669 | 15 | 07/12/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gerald Joseph Desimone | 2311669 | 15 | 05/05/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Scott Ryan Babbitt | 4057681 | 4 | 01/05/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Neil William Rosenblatt | 1061310 | 1 | 12/19/2010 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |