Our Staff has compiled our research into a database of FINRA Broker Disclosures for Crown Capital Securities, L.P.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Theodore Demars | 2903749 | 2 | 10/29/2012 | Customer Dispute | Settled | $130,767.00 | $0.00 | See FINRA Report |
| Gerald Joseph Desimone | 2311669 | 15 | 09/11/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| David Matthew Collins | 2426858 | 2 | 09/06/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| James Martin Benjamson | 1161623 | 7 | 06/25/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Daryl Winfield Riley | 1190212 | 3 | 06/20/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Gerald Joseph Desimone | 2311669 | 15 | 04/24/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| James Martin Benjamson | 1161623 | 7 | 03/19/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Stephen Laurence Shloss | 5429813 | 1 | 02/21/2012 | Customer Dispute | Settled | $139,000.00 | $0.00 | See FINRA Report |
| Scott Ryan Babbitt | 4057681 | 4 | 02/09/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Donald Dean Cohee | 728007 | 5 | 01/23/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |