Our Staff has compiled our research into a database of FINRA Broker Disclosures for Crown Capital Securities, L.P.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Phyllis Jean Paulsen | 1512757 | 1 | 02/17/2021 | Customer Dispute | Closed-No Action | $1,000,000.00 | $0.00 | See FINRA Report |
| Darol Kenneth Paulsen | 358292 | 2 | 02/17/2021 | Customer Dispute | Denied | $1,000,000.00 | $0.00 | See FINRA Report |
| Darol Kenneth Paulsen | 358292 | 2 | 03/05/1993 | Customer Dispute | Settled | $3,360,390.00 | $0.00 | See FINRA Report |