Our Staff has compiled our research into a database of FINRA Broker Disclosures for Crown Capital Securities, L.P.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Matthew Collins | 2426858 | 2 | 11/21/2022 | Customer Dispute | Pending | $15,000.00 | $0.00 | See FINRA Report |
| Richard W Jackman | 2501641 | 2 | 08/25/2022 | Customer Dispute | Pending | $400,000.00 | $0.00 | See FINRA Report |
| Thomas Alan Ren | 2729198 | 2 | 06/21/2022 | Customer Dispute | Pending | $100,000.00 | $0.00 | See FINRA Report |
| Tim Paul Peyton | 1773817 | 6 | 01/03/2022 | Customer Dispute | Pending | $750,000.00 | $0.00 | See FINRA Report |
| Gerald Alan Moneypenny | 4544770 | 1 | 12/23/2021 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| David Hurley Hildebrand | 2135303 | 5 | 11/30/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Lanny Ray Howarter | 813591 | 8 | 11/05/2021 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
| Lanny Ray Howarter | 813591 | 8 | 09/14/2021 | Customer Dispute | Settled | $295,000.00 | $0.00 | See FINRA Report |
| Frederick Mark Atiyeh | 872352 | 4 | 08/09/2021 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| James Lee Paris | 4931446 | 2 | 08/03/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |