Our Staff has compiled our research into a database of FINRA Broker Disclosures for Fifth Third Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Caleb Dwight La Course | 4848873 | 1 | 09/04/2018 | Customer Dispute | Settled | $9,000.00 | $0.00 | See FINRA Report |
| John Mazzarella | 6015059 | 3 | 08/24/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Priscilla D Moore | 5510221 | 1 | 03/28/2018 | Customer Dispute | Denied | $21,000.00 | $0.00 | See FINRA Report |
| Ahmet Kildis | 2058173 | 4 | 03/13/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jacob R Mysliwiec | 7098767 | 1 | 02/27/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kenneth Joseph Heidelberger | 5293261 | 2 | 02/02/2018 | Customer Dispute | Denied | $7,879.00 | $0.00 | See FINRA Report |
| Fabrizio Sanchez | 4146936 | 4 | 01/17/2018 | Customer Dispute | Denied | $6,134.92 | $0.00 | See FINRA Report |
| Shannon E Sweeney | 5902508 | 2 | 07/20/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Denes Joseph Chapo | 2699741 | 5 | 07/10/2017 | Customer Dispute | Denied | $12,128.20 | $0.00 | See FINRA Report |
| James Wheeler | 6927903 | 1 | 07/10/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |