Our Staff has compiled our research into a database of FINRA Broker Disclosures for Fifth Third Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Shanna C Dejong | 7796240 | 1 | 02/21/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Linda Ann Graham | 4482088 | 1 | 02/11/2020 | Customer Dispute | Denied | $35,000.00 | $0.00 | See FINRA Report |
| Rodrigo Domingo | 4648632 | 2 | 01/07/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Rodrigo Domingo | 4648632 | 2 | 01/07/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Milan Rashmikant Patel | 2320912 | 2 | 07/09/2019 | Customer Dispute | Denied | $13,643.00 | $0.00 | See FINRA Report |
| Olaf Thomas Storaasli von Ramm | 5294426 | 1 | 07/01/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| James A Holacka | 7292163 | 1 | 06/15/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Anthony Torreon | 5077845 | 3 | 12/10/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Patrick King | 5931143 | 1 | 10/30/2018 | Customer Dispute | Denied | $26,787.80 | $0.00 | See FINRA Report |
| Melissa Renee Wilson | 2999025 | 2 | 09/27/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |