Our Staff has compiled our research into a database of FINRA Broker Disclosures for Fifth Third Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joshua J Juell | 7673128 | 4 | 11/18/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joshua J Juell | 7673128 | 4 | 11/18/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joshua J Juell | 7673128 | 4 | 11/18/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ahmet Kildis | 2058173 | 4 | 08/10/2020 | Customer Dispute | Award / Judgment | $0.00 | $18,582.40 | See FINRA Report |
| Kevin P Koeninger | 5232610 | 1 | 07/20/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kwame Kenyatta | 7709937 | 2 | 06/20/2020 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Brian Waller | 5057883 | 1 | 05/13/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Dennis Charles Bearce | 5082888 | 3 | 03/21/2020 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Kenneth Joseph Heidelberger | 5293261 | 2 | 03/07/2020 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Peter John Liwanag | 6119135 | 1 | 02/26/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |