Our Staff has compiled our research into a database of FINRA Broker Disclosures for Fifth Third Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Angela Myers | 7567704 | 1 | 04/20/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Adam Blake Tyler | 5490944 | 1 | 04/12/2022 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Feraas Isa Suleyman | 4062250 | 4 | 03/24/2022 | Customer Dispute | Settled | $7,000.00 | $0.00 | See FINRA Report |
| Nick Sean Summa | 5740876 | 2 | 02/28/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Zachary David Miller | 5417879 | 1 | 01/04/2022 | Customer Dispute | Denied | $133,000.00 | $0.00 | See FINRA Report |
| Tricia Diane Easley | 5073457 | 10 | 10/13/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kylie A Sanders | 7263318 | 2 | 09/01/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kylie A Sanders | 7263318 | 2 | 01/20/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| James Patrick McGinnis | 1983167 | 3 | 01/06/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Joshua J Juell | 7673128 | 4 | 11/18/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |