Our Staff has compiled our research into a database of FINRA Broker Disclosures for Fifth Third Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Leo Paul Harrington | 2750327 | 1 | 07/20/2001 | Customer Dispute | Settled | $75,000.00 | $0.00 | See FINRA Report |
| Denes Joseph Chapo | 2699741 | 5 | 04/27/2001 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| Denes Joseph Chapo | 2699741 | 5 | 04/19/2001 | Customer Dispute | Denied | $20,107.60 | $0.00 | See FINRA Report |
| Harold Eugene Taylor | 2470354 | 2 | 04/03/2001 | Customer Dispute | Denied | $7,229.21 | $0.00 | See FINRA Report |
| James Andrew Fredrikson | 1709731 | 3 | 03/08/2001 | Customer Dispute | Settled | $144,421.00 | $0.00 | See FINRA Report |
| Gerald Allan Gilbertson | 1621077 | 3 | 02/27/2001 | Customer Dispute | Withdrawn | $12,000.00 | $0.00 | See FINRA Report |
| James Andrew Fredrikson | 1709731 | 3 | 02/26/2001 | Customer Dispute | Withdrawn | $96,291.00 | $0.00 | See FINRA Report |
| Michael John Coleman | 1004935 | 1 | 08/17/1999 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Tracy Timmerman | 2983113 | 2 | 06/15/1999 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| Richard Ross Tucker | 2329301 | 2 | 01/12/1999 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |