Our Staff has compiled our research into a database of FINRA Broker Disclosures for Fifth Third Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Steven Patrick Seidl | 1780419 | 1 | 11/12/2002 | Customer Dispute | Denied | $6,000.00 | $0.00 | See FINRA Report |
| Anthony Victor Seghy | 2122131 | 1 | 10/09/2002 | Customer Dispute | Denied | $9,000.00 | $0.00 | See FINRA Report |
| Christopher J Bouma | 3166067 | 1 | 08/12/2002 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Fabrizio Sanchez | 4146936 | 4 | 07/19/2002 | Customer Dispute | Denied | $5,279.17 | $0.00 | See FINRA Report |
| Ted Stephen Rolf | 4944359 | 1 | 05/01/2002 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Melissa Renee Wilson | 2999025 | 2 | 03/16/2002 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Lawrence Michael Kocisko | 2446954 | 1 | 03/14/2002 | Customer Dispute | Settled | $6,642.00 | $0.00 | See FINRA Report |
| Robert Albert Corsarie | 2213136 | 1 | 01/14/2002 | Customer Dispute | Pending | $150,000.00 | $0.00 | See FINRA Report |
| Craig Brown | 4808310 | 1 | 12/28/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Nick Sean Summa | 5740876 | 2 | 11/01/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |