Our Staff has compiled our research into a database of FINRA Broker Disclosures for Fifth Third Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Carrie L Reynolds | 4364992 | 2 | 12/01/2004 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Ethan Sessions | 6726916 | 5 | 09/09/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Richard Eugene Tenison | 1546235 | 2 | 08/04/2004 | Customer Dispute | Denied | $110,000.00 | $0.00 | See FINRA Report |
| Milan Rashmikant Patel | 2320912 | 2 | 07/26/2004 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
| Sarah Lall | 4146283 | 2 | 05/07/2004 | Customer Dispute | Denied | $14,968.40 | $0.00 | See FINRA Report |
| Craig Mitchell | 4804800 | 1 | 09/29/2003 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Ross Heinz | 6147657 | 1 | 07/13/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Paul Nicholas Petroff | 2487529 | 1 | 05/22/2003 | Customer Dispute | Settled | $11,700.00 | $0.00 | See FINRA Report |
| Shannon Johnson Mobley | 2583704 | 1 | 04/07/2003 | Customer Dispute | Denied | $5,000.01 | $0.00 | See FINRA Report |
| David Beaton | 1769109 | 1 | 04/07/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |