Our Staff has compiled our research into a database of FINRA Broker Disclosures for Fifth Third Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Traina | 2031399 | 3 | 07/12/2006 | Customer Dispute | Settled | $10,951.50 | $0.00 | See FINRA Report |
| Jeffrey Michael Myers | 2787589 | 1 | 03/29/2006 | Customer Dispute | Settled | $9,760.00 | $0.00 | See FINRA Report |
| Benjamin Hollis Knox | 2083373 | 1 | 01/19/2006 | Customer Dispute | Settled | $1,868,000.00 | $0.00 | See FINRA Report |
| Laura Marie Tidd | 4372600 | 1 | 01/04/2006 | Customer Dispute | Denied | $25,281.00 | $0.00 | See FINRA Report |
| Feraas Isa Suleyman | 4062250 | 4 | 10/27/2005 | Customer Dispute | Settled | $5,244.00 | $0.00 | See FINRA Report |
| Dennis Stefan Glosik | 2450123 | 1 | 10/14/2005 | Customer Dispute | Closed-No Action | $10,162.50 | $0.00 | See FINRA Report |
| Nicholas Tom Elias | 3233891 | 2 | 08/15/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Maggie Margret Quick | 2763173 | 1 | 07/29/2005 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| David Marshall Livingston | 5772377 | 5 | 02/25/2005 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Sarah Lall | 4146283 | 2 | 12/10/2004 | Customer Dispute | Withdrawn | $6,583.33 | $0.00 | See FINRA Report |