Our Staff has compiled our research into a database of FINRA Broker Disclosures for Fifth Third Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jason Todd Rizzo | 4628686 | 2 | 10/13/2008 | Customer Dispute | Denied | $46,460.00 | $0.00 | See FINRA Report |
| Ameer Scott Richardson | 4138369 | 1 | 08/06/2008 | Customer Dispute | Denied | $9,341.61 | $0.00 | See FINRA Report |
| Eric C Anders | 4139444 | 1 | 07/16/2008 | Customer Dispute | Settled | $16,000.00 | $0.00 | See FINRA Report |
| Peter Heinz | 4723302 | 1 | 07/08/2008 | Customer Dispute | Denied | $19,346.00 | $0.00 | See FINRA Report |
| Harold Eugene Taylor | 2470354 | 2 | 05/15/2008 | Customer Dispute | Settled | $61,000.00 | $0.00 | See FINRA Report |
| Ethan Sessions | 6726916 | 5 | 04/19/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jeremy Lee Woolcott | 2470706 | 2 | 03/14/2008 | Customer Dispute | Award / Judgment | $1,841,740.00 | $750,000.00 | See FINRA Report |
| Ethan Sessions | 6726916 | 5 | 10/21/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kevin Brock Smith | 2961738 | 1 | 08/03/2006 | Customer Dispute | Settled | $37,299.00 | $0.00 | See FINRA Report |
| Matthew Mark Byrley | 4544129 | 1 | 08/02/2006 | Customer Dispute | Settled | $25,248.20 | $0.00 | See FINRA Report |