Our Staff has compiled our research into a database of FINRA Broker Disclosures for Fifth Third Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeremy Lee Woolcott | 2470706 | 2 | 07/23/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Ahmet Kildis | 2058173 | 4 | 05/12/2010 | Customer Dispute | Denied | $6,500.00 | $0.00 | See FINRA Report |
| Richard Kuzniar | 2123959 | 1 | 03/25/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Edward Anthony Zimmer | 1769315 | 1 | 03/22/2010 | Customer Dispute | Settled | $395,938.00 | $0.00 | See FINRA Report |
| Amy Suzanne Wills | 4193943 | 3 | 03/15/2010 | Customer Dispute | Denied | $63,169.00 | $0.00 | See FINRA Report |
| Ginger Michelle Kelly | 2357692 | 1 | 12/29/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Colene M Bradley | 4651104 | 1 | 08/20/2009 | Customer Dispute | Closed-No Action | $44,267.10 | $0.00 | See FINRA Report |
| Ethan Sessions | 6726916 | 5 | 08/14/2009 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Nicholas Tom Elias | 3233891 | 2 | 07/29/2009 | Customer Dispute | Denied | $14,215.00 | $0.00 | See FINRA Report |
| Charles D Williams | 6649881 | 1 | 07/24/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |